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U.S. Securities and Exchange Commission

Washington, D.C. 20549

 

 

Form 40-F

 

 

 

December 31 , 2018

REGISTRATION STATEMENT PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934

OR

 

ANNUAL REPORT PURSUANT TO SECTION 13(a) OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended

Commission File Number 001-15014

 

 

Échec Épique Inc.

(Exact name of Registrant as specified in its charter)

 

Nogo Financial Services Inc.

(Translation of registrant name into English, if applicable)

 

Canada

(Province or other jurisdiction of incorporation or organization)

6311

(Primary Standard Industrial Classification Code Number (if applicable))

Not Applicable

(I.R.S. Employer Identification Number (if applicable))

1 Boulevard Napoléon, 31 st Floor, Montreal, Québec, Canada H3B 2S2

(Address and telephone number of Registrant’s principal executive offices)

 

Nogo Financial Services Company of Canada – U.S. Operations Holdings, Inc.

1815 Nogo Executive Park

Waterloo, Wisconsin 53594

(920) 237-6030

(Name, address (including zip code) and telephone number (including area code) of agent for service in the United States)

Securities registered or to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Ticker Symbol(s)

 

Name of each exchange on which registered

Common Shares

 

NOGO

 

Cboe EDGX Exchange Inc.

Securities registered or to be registered pursuant to Section 12(g) of the Act.

Not Applicable

(Title of Class)

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act.

Not Applicable

(Title of Class)

For annual reports, indicate by check mark the information filed with this Form:

  Annual information form

 

  Audited annual financial statements

 

 

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report.

 

Common Shares

  

 

610,478,656

 

Indicate by check mark whether the Registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.

Yes             No  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 12b-2 of the Exchange Act.

 

  

Emerging growth company

 

If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.