902-11 : EDGAR Filer Manual v68d 8.2.15

Created by: SEC Office of Structured Disclosure

Refer to EFM: 8.2.15 File Municipal Advisor Forms

References

Variations

Number Name Description References Data Inputs Result Outputs
_002gd The minimal valid SDR filing, GOOD. An SDR devoid of content with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_003gd Minimal SDR filing with two L exhibits, GOOD. An SDR devoid of content with one K SDR and two L SDR exhibits.  
    valid
 
_004gd The minimal valid SDR/A filing, GOOD. An SDR/A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_005gd The minimal valid SDR-A filing, GOOD. An SDR-A with no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_006gd The minimal valid SDR-W filing, GOOD. An SDR-W devoid of content and no inline with one K SDR and no L SDR (Exhibit L marked as "not applicable" in Submission Header).  
    valid
 
_007ng An SDR-A with an EX-101.INS and an SDR.K.INS, NOGOOD. An SDR-A with an EX-101.INS not allowed.    
_008ng An SDR-A whose K SDR.INS has the wrong doctype, NOGOOD. K SDR.INS has doctype=8-K not allowed.    
_009ng An SDR-A whose two L SDR.INS both have the wrong doctype, NOGOOD. Two L SDR.INS have doctype=8-K, both should be reported.    
_010ng An SDR-A whose K SDR has doc type L SDR, NOGOOD. An SDR-A whose K SDR has doc type L SDR. Can't test the symmetric case.    
_011ng The K SDR exhibit does not use us-gaap, NOGOOD. k instance does not have a us-gaap namespace in its DTS, NOGOOD.    
_012ng The second L SDR exhibit does not use us-gaap, NOGOOD.. m instance does not have a us-gaap namespace in its DTS, NOGOOD.    
_013ng SDR with K SDR that has no schema, NOGOOD. SDR with K SDR that has no schema, NOGOOD.    
_014ng SDR with K SDR that has no label linkbase attached, NOGOOD. To make the test yield just two errors, the linkbase is embedded in the schema, NOGOOD.    
_015ng SDR with K SDR that has no presentation linkbase, NOGOOD. To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08. NOGOOD.    
_016ng SDR with L SDR that has no schema, NOGOOD. SDR with L SDR that has no schema, which happens to be otherwise EFM valid, but here, NOGOOD.    
_017ng SDR with L SDR that has no label linkbase attached, NOGOOD. To make the test yield just two errors, the linkbase is embedded in the schema, so ignore EFM.6.07.08, NOGOOD.    
_018ng SDR with L SDR that has no presentation linkbase, NOGOOD. To make this test yield just two errors, the linkbase is embedded in the schema, so ignore code EFM.6.07.08, NOGOOD.    
_019ng SDR with an EX-99.K SDR.CAL that is empty, NOGOOD. SDR with an EX-99.K SDR.CAL that is empty, NOGOOD.  
  • Assertion
    ID: err, 60303, No-Link-Element
    FRD:cp
    Count satisfied0
    Count not satisfied1
 
_020ng Minimal SDR filing with an EX-99.L SDR.CAL that is empty, NOGOOD. An SDR devoid of content with one K SDR and two L SDR exhibits.  
  • Assertion
    ID: err, 60303, No-Link-Element
    FRD:cp
    Count satisfied0
    Count not satisfied1
 
_021ng The K SDR exhibit has IFRS, NOGOOD. K instance has us-gaap, but also has ifrs, and ifrs is not allowed (Exhibit L is marked 'not applicable in the header), NOGOOD.    
_022ng The L SDR exhibit has IFRS, NOGOOD. L instance has us-gaap, but also has ifrs, and ifrs is not allowed, NOGOOD.    
_023ng The K SDR exhibit has IFRS, NOGOOD. K instance has us-gaap, but also has ifrs, and ifrs is not allowed (Exhibit L is marked 'not applicable in the header), NOGOOD.